eFinancialCareers

Showing 1-30 of 53 jobs

• Sort by
• Date
• Company
• Location

Associate Director Commodities Compliance	Ashton Lane Group, Inc Excellent Base & Bonus	New York City, NY, 10001	12 Oct 08

Provide compliance support to US Commodities business that includes the trading of power and natural gas for f...

Senior Counsel, Investment Management (R5216)	Barker & Gilmore, LLC Base and Bonus	Jersey City, NJ	14 Oct 08

Large investment management company seeking 4+ year attorney to advise growing business.

Vice President – Corporate Securities Counsel (J5238)	Barker & Gilmore, LLC Base & Bonus	Newark, NJ	02 Oct 08

Leading Fortune 500 financial services company seeks a senior securities attorney to support the Chief Corpora...

Senior Compliance Officer, Risk Assessment (R5225)	BarkerGilmore Base & Bonus	New York, NY	15 Oct 08

Our client, a Fortune 200 company, has exclusively engaged our firm to assist them in growing their senior sta...

Senior Compliance Officer, Policy & Training (R5224)	BarkerGilmore Base & Bonus	New York, NY	14 Oct 08

Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer fo...

VP, Compliance Officer	BNP Paribas not disclosed	USA-NY-New York City	15 Oct 08

See job description below

VP, Securities Lending Compliance Liasion	BNP Paribas not disclosed	USA-NY-New York City	13 Oct 08

See job description below

AVP Compliance Marketing and Advertising Review	Deutsche Bank competitive/ DOE	New York, NY, 10005	15 Oct 08

About Deutsche Bank Deutsche Bank is a leading global investment bank with a strong and profitable private cl...

Fixed Income Advisory Compliance Officer - AVP	Deutsche Bank competitive/ DOE	New York, NY, 10005	14 Oct 08

About Deutsche Bank Deutsche Bank is a leading global investment bank with a strong and profitable private cl...

Securities Business Auditor	Goldman Sachs N/A	New York, NY, 10038	25 Jul 08

Business Audit Specialists focus on planning and performing audits of business and support units across all ar...

Compliance Manager (New York / Houston or California)	Huxley Associates Negotiable	USA-NY-New York City	10 Oct 08

We seek a qualified compliance officer to work in very fast paced environment. The Compliance Manager will be ...

General Counsel-Hedge Fund	IJC Partners, LLC. Competitive	New York City, NY	14 Oct 08

Multi-strategy fund seeking 5+ year attorney to advise growing business.

Compliance Officer / New York	Integrated Management Resources 150K+	New York City, NY	11 Oct 08

Top Fund of Funds is looking for a mid- to senior-level Compliance Officer to be responsible for the managemen...

Manager, US Compliance	JR Stadin, LLC 150,000 - 180,000 Base Salary Plus Bonus	New York, NY, 10111	12 Oct 08

A multi-billion dollar fund of hedge funds is currently looking to hire a Manager, US Compliance who will over...

Compliance and Testing - BSA / AML	Legend Global Search, Inc. $115K - $125K	Manhattan, NY	11 Oct 08

BSA/AML Compliance / Auditing / Operations - Financial Service Organization

Vice President - Compliance for US Banking	Legend Global Search, Inc. $165K + Bonus	New York, NY, 10036	11 Oct 08

VP - Compliance - Banking - Global Financial Services Company

Regulatory Filing Group Officer	Legend Global Search, Inc. DOE	New York City, NY	11 Oct 08

Regulatory Filing Group Officer - Broker Dealer arm of global Financial Conglomerate

US Company Secretarial Operations Attorney	Macquarie Information not provided	USA-NY-New York City	15 Oct 08

The US Company Secretarial Division is in need of an Attorney in their New York office.

Account Support Executive	Macquarie Information not provided	USA-NY-New York City	15 Oct 08

As a result of growth, we are currently seeking an account support executive in the New York office.

Equities Trade Compliance Officer	Michael Page 100,000 - 150,000	Manhattan, NY, 10174	13 Oct 08

Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade complianc...

Director of Compliance	Michael Page 180,000-300,000	New York, NY, 10174	13 Oct 08

Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad b...

Associate General Counsel	Moody's Investors Service Not Specified	USA-NY-New York City	14 Oct 08

Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and...

Compliance Associate	Morgan Stanley not disclosed	USA-NY-New York City	15 Oct 08

See job description below

AML Associate - ISG Division	Morgan Stanley not disclosed	USA-NY-New York City	15 Oct 08

See job description below

GWM/Retail Compliance Associate	Morgan Stanley not disclosed	USA-NY-New York City	15 Oct 08

See job description below

Compliance Policies and Procedures Attorney	Morgan Stanley not disclosed	USA-NJ-Jersey City	15 Oct 08

See job description below

Attorney (Consulting & Software License Agreement negotiation)	Northwest Integrators LLC Highly competitive (base + exceptional b...	USA-CT-Stamford	13 Oct 08

Skilled Attorney with exceptional negotiation skills sought to draft, review, and negotiate technology license...

Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation)	Northwest Integrators LLC Highly competitive (Base + lucrative bon...	Stamford, CT	13 Oct 08

We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor lega...

Regional Branch Compliance Manager	Not Disclosed 85-100k plus bonus	New York, NY	14 Oct 08

Regional Branch Compliance Manager

Branch Office Manager	Not Disclosed 100K	Jersey City, NJ	14 Oct 08

Compliance branch office manager coming out of a insitutional side of firm.

• Page
•  
• 1
• 2
•  
• Next